William Y. Bogle, IV
Chief Compliance Officer, Partner
Bill joined NEPC at its inception in January 1986. Today he is a Partner in the firm with two areas of responsibility: Compliance and Operational Due Diligence. He is a member of the firm's Alternative Asset Investment Committee.
As NEPC’s Chief Compliance Officer, Bill is charged with monitoring external compliance requirements and developing internal control procedures. Responsibilities include oversight of contract review, our Code of Ethics, confidentiality agreements and our Privacy Policy, employee personal trading, and gift/entertainment reporting.
In Operational Due Diligence, Bill provides operational oversight in the research and selection process of hedge fund managers for NEPC’s client base. This involves in-depth analysis of hedge fund managers recommended by the firm to assess all facets of their trading, risk management, compliance and back office procedures.
Prior to joining NEPC, he worked as an Analyst for Berents Capital Management in Boston, where he produced marketing materials and developed a spreadsheet-based performance system. Bill earned his M.B.A. in Finance from Babson College in 1985. Prior to graduate school at Babson, Bill worked for the Hartford Insurance Group. Bill earned his B.A. in Mathematics from Bates College in 1979.
